This article relies largely or entirely on a single source. Relevant discussion may be found on the talk page. Please help improve this article by introducing citations to additional sources.Find sources: "Investment Banking Exam" – news · newspapers · books · scholar · JSTOR (January 2020)

The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]

See also

Wikibooks has a book on the topic of: NASD Series License

References

  1. ^ "FINRA Regulatory Notice 09-41" (PDF). Financial Industry Regulatory Authority. Retrieved 2009-10-27.

External links

Categories