The Main Directorate of State Security (Russian: Glavnoe upravlenie gosudarstvennoy bezopasnosti, Главное управление государственной безопасности, ГУГБ, GUGB) was the name of the Soviet Union's most important security body within the People's Commissariat of Internal Affairs (NKVD) USSR. At the time of its existence, which was from July 10, 1934 to February 3, 1941, the GUGB reflected exactly the Secret Operational Directorate within OGPU under the Council of People's Commissars,[1] which operated within OGPU structure from 1923 to 1931/32.
An intelligence service and secret police from July 1934 to February 1941, it was run under the auspices of the Peoples Commissariat of Internal Affairs (NKVD). Its first head was first deputy of People's Commissar of Internal Affairs (then Genrikh Yagoda), Commissioner 1st rank of State Security Yakov Agranov.
History
The Main Directorate of State Security evolved from the Joint State Political Directorate (or OGPU). On February 3, 1941, the Special Sections (or OO) of the GUGB-NKVD (responsible for counter-intelligence in the military) became part of the Army and Navy (RKKA and RKKF, respectively). The GUGB was disbanded as an organization within NKVD USSR. The units that operated in GUGB were reorganized and made the core of the newly made People's Commissariat of State Security or NKGB.
Following the outbreak of World War II, the NKVD and NKGB were reunited, not as GUGB but as totally separate directorates. On July 20, 1941, Army and Airforce counter-intelligence was returned to the NKVD as Directorate of Special Departments under Viktor Abakumov; in January 1942, Navy CI followed. In April 1943, it was again transferred to the Narkomat of Defence and Narkomat of the Navy, becoming SMERSH (from Smert' Shpionam or "Death to Spies"); at the same time, the GUGB was again separated from the NKVD as NKGB.
GUGB heads
By the end of 1937, the GUGB was the most powerful and influential organ in the NKVD structure. GUGB departments (or Sections) dealt with - intelligence, internal security, counter-intelligence, protection of government and secret communications. The first chief of the GUGB was Yakov Agranov, Commissioner 1st rank of State Security and first deputy of People's Commissar of Internal Affairs. The next chief of the GUGB from April 15, 1937, to September 8, 1938, was komkor Mikhail Frinovsky, who was succeeded by Lavrenty Beria, then just promoted to Commissioner 1st rank of State Security. When Beria became People's Commissar of Internal Affairs (head of NKVD), Commissioner 3rd rank of State Security Vsevolod Merkulov became his first deputy and the new and final head of GUGB.
Organization
Between 1934 and 1941, the Main Directorate of State Security went through several organizational changes. In January 1935, there were nine departments in the GUGB structure:
(head of GUGB) – Commissioner 1st rank of State Security Yakov Agranov
Department of Information and Statistic – (УСО/USO) – Yakov Genkin
Staff Department – (OK) – Yakov Weynschtok
By the end of 1937 the People's Commissar of Internal Affairs Nikolai Yezhov, in his order #00362 had changed the number of departments from five to twelve.
Division 6 [academies of sciences, science and research institutes, scientific societies]
Division 7 [discovery and study of c-i formations among studying youth, system of the People's Commissariat of Enlightenment and children of repressed]
Division 8 [People's Commissariat of Healthcare of USSR and RSFSR and its education institutions]
Division 9 [People's Commissariat of Justice, Supreme Court, Prosecutor's Office, People's Commissariat of Social Security and their educational institutions]
Department 6 – [Ciphering, safeguard of state secrecy]
Division 1, 2, 3 [safeguard of state secrecy, verification and recordkeeping of those admitted to secret work and documents]
Division 4 [deciphering]
Division 5 [research, development and recordkeeping of ciphers, drafting NKVD ciphers, preparation of ciphering specialists]
Division 6 [NKVD encrypting process]
Division 7 [organizational management of peripherals, development of instructions and regulations on secret ciphering and agent missions]
Division 8 [ciphering]
GUGB Investigating Section —
GUGB Ranks
The GUGB had a unique system of ranks, a blend of the position-rank system used in the Red Army and personal ranks used in the Militsiya; the rank insignia was also very distinct. Even though insignia introduced in 1937 followed the Red Army collar patch patterns, it assigned them to very different ranks for GUGB and Internal Troops/political/specialist branches, with GUGB rank placed at least one grade higher than a similar army equivalent.[3][4][5][6]
When GUGB and Militsiya ranks were replaced with military ranks and insignia in February 1943, Major to Sergeant ranks were aligned with Colonel to Junior Lieutenant, and Senior Major and up were replaced with various degrees of Commissioner. In 1945, General Commissioner Lavrentiy Beria received the rank of the Marshal of the Soviet Union, and other GUGB Commissioners received ranks from Generals of the Army to Major General.
Ranks of GUGB 1935–1943
генеральный комиссар ГБ – Commissioner General of State Security
комиссар ГБ 1-го ранга – Commissioner 1st rank of State Security
комиссар ГБ 2-го ранга – Commissioner 2nd rank of State Security
комиссар ГБ 3-го ранга – Commissioner 3rd rank of State Security
старший майор ГБ – Senior Major of State Security
майор ГБ – Major of State Security
капитан ГБ – Captain of State Security
старший лейтенант ГБ – Senior Lieutenant of State Security
лейтенант ГБ – Lieutenant of State Security
младший лейтенант ГБ – Junior Lieutenant of State Security
Piotr Kołakowski - NKWD i GRU na ziemiach Polskich 1939-1945 - (Kulisy wywiadu i kontrwywiadu) - Dom Wydawniczy Bellona Warszawa 2002 - (NKVD and GRU on Polish soil 1939-1945 [Intelligence counter-intelligence series] Warsaw, 2002)
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