German U-boat
German U-boat

Unrestricted submarine warfare is a type of naval warfare in which submarines sink merchant ships such as freighters and tankers without warning, as opposed to attacks per prize rules (also known as "cruiser rules").

Prize rules call for warships to search merchantmen[1] and place crews in "a place of safety" (for which lifeboats do not qualify, except under particular circumstances)[2] before sinking them, unless the ship shows "persistent refusal to stop ... or active resistance to visit or search".[3] To follow the rules a submarine must surface, defeating the purpose of submarines and putting itself in danger of attack.


Limitations on warfare at sea date back to the 1899 Hague Convention.[4]

During the First World War, the United Kingdom introduced Q-ships with concealed deck guns and many armed merchantmen, leading Germany to ignore the prize rules. In the most dramatic episode they sank Lusitania in 1915 in a few minutes because she was carrying war munitions.[5] The U.S. demanded it stop, and Germany did so. Admiral Henning von Holtzendorff, chief of the Imperial Admiralty staff, argued successfully in early 1917 to resume the attacks and thus starve the British. The German high command realized the resumption of unrestricted submarine warfare meant war with the United States but calculated that American mobilization would be too slow to stop a German victory on the Western Front.[6][7]

Following Germany's resumption of unrestricted submarine warfare on February 1, 1917, countries tried to limit or even abolish submarines. The 1909 Declaration of London required submarines to abide by prize rules. These regulations did not prohibit arming merchantmen,[8] but having them report contact with submarines (or raiders) made them de facto naval auxiliaries and removed the protection of the prize rules.[9] This rendered the restrictions on submarines effectively useless.[8] While such tactics increase the combat effectiveness of the submarine and improve its chances of survival, some[10][11][12][13][14] regard them as a breach of the rules of war, especially when employed against neutral vessels in a war zone.

After World War I, there was a strong push to construct international rules prohibiting submarine attacks on merchant ships.[4] In 1922 the United States, the United Kingdom, Japan, France and Italy signed the Washington Treaty on Poison Gas and Submarines, to so restrict the use of submarines as to make them useless as commerce raiders.[15] France did not ratify, so the treaty did not go into effect.

In 1936, states signed the London Protocol on Submarine Warfare. However, it was anonymously violated by Italy in 1937 during the Spanish Civil War.[4]

Interwar prohibitions on unrestricted submarine warfare have been described as being too unspecified, thus leading to disagreements over how to interpret the rules and agreements.[4] For example, it was unclear what differentiated merchant ships from military ships, in particular given that Britain wanted to retain the rights to arm its merchants.[4] Furthermore, it was considered impractical for small submarines to take on the crews of noncombatant ships due to a lack of space.[4] Crews could be placed in emergency boats, but there was disagreement as to how safe that was.[4]

Prior to World War II, 48 states had accepted the prohibitions on unrestricted submarine warfare, including the great power combatants during World War II.[4]


There have been four major campaigns of unrestricted submarine warfare, one in World War I and three in World War II:[citation needed]

  1. The U-boat campaign of World War I, waged intermittently by Germany between 1915 and 1918 against Britain and her allies. One of the most infamous acts was on May 7, 1915 when U-boat U-20 deliberately torpedoed the British Cunard luxury liner RMS Lusitania. Germany's resumption of unrestricted submarine warfare in February 1917, together with the Zimmermann Telegram, brought American entry into World War I on the British side.
  2. The Battle of the Atlantic during World War II. Between 1939 and 1945, it was waged between Nazi Germany and the Allies and also from 1940 to 1943 between Fascist Italy and the Allies.
  3. The Baltic Sea Campaigns on the Eastern Front, during World War II. Between 1941 and 1945, especially from 1942, it was waged between Nazi Germany and the Soviet Union, primarily in the Baltic Sea.
  4. The Pacific War during World War II, between 1941 and 1945, waged between the Allies and the Japanese Empire.

The four cases were attempts to impose a naval blockade on countries, especially those heavily dependent on merchant shipping to supply their war industries and feed their populations (such as Britain and Japan), when their enemies were unable to institute a conventional naval blockade.[citation needed]

See also


  1. ^ Holwitt, Joel I. "Execute Against Japan", Ph.D. dissertation, Ohio State University, 2005, pp.5-6.
  2. ^ Holwitt, p.92: quoting Article 22 of the Naval Treaty]].
  3. ^ Holwitt, p.93.
  4. ^ a b c d e f g h Legro, Jeffrey W. (1997). "Which Norms Matter? Revisiting the 'Failure' of Internationalism". International Organization. 51 (1): 31–63. doi:10.1162/002081897550294. JSTOR 2703951.
  5. ^ Eardley, Nick (1 May 2014). "Files show confusion over Lusitania". BBC News. Archived from the original on 30 November 2017.
  6. ^ Steffen, Dirk (2004). "The Holtzendorff Memorandum of 22 December 1916 and Germany's Declaration of Unrestricted U-boat Warfare". The Journal of Military History. 68 (1): 215–224. doi:10.1353/jmh.2003.0412. S2CID 159765016. Project MUSE 50680.
  7. ^ See The Holtzendorff Memo (English translation) with notes Archived 2005-03-09 at the Wayback Machine
  8. ^ a b Holwitt, p.6.
  9. ^ Stockton Naval War College Archived 2017-08-22 at the Wayback Machine, p.324 (retrieved 9 July 2017); Holwitt, pp.76-77; Zabecki, David T. "Doenitz: A Defense", pp.48-49, at Google Books Archived 2018-05-13 at the Wayback Machine (retrieved 9 July 2017); Dönitz, Karl. Memoirs: Ten Years and Twenty Days; von der Poorten, Edward P. The German Navy in World War II (T. Y. Crowell, 1969); Milner, Marc. North Atlantic Run: the Royal Canadian Navy and the battle for the convoys (Vanwell Publishing, 2006)
  10. ^ Holwitt, p.294, for instance. Holwitt, however, persistently refuses to acknowledge armed merchantmen are not protected, and most of the merchantmen sunk by both sides in World War II were armed. See Blair, Silent Victory passim
  11. ^ Parillo, pp.114-115
  12. ^ Zabecki, p.71, at Google Books Archived 2018-05-13 at the Wayback Machine (retrieved 9 July 2017)
  13. ^ Assmann, Kurt (1950). "Why U-Boat Warfare Failed". Foreign Affairs. 28 (4): 659–670. doi:10.2307/20030803. JSTOR 20030803.
  14. ^ Wilson, George Grafton (1930). "Armed Merchant Vessels and Submarines". The American Journal of International Law. 24 (2): 337–339. doi:10.2307/2189406. JSTOR 2189406. S2CID 146834100.
  15. ^ "Washington Conference | Treaties & Facts". Encyclopedia Britannica. Retrieved 2020-04-11.