Smelting is a process of applying heat and a chemical reducing agent to an ore to extract a desired base metal product.^[1] It is a form of extractive metallurgy that is used to obtain many metals such as iron, copper, silver, tin, lead and zinc. Smelting uses heat and a chemical reducing agent to decompose the ore, driving off other elements as gases or slag and leaving the metal behind. The reducing agent is commonly a fossil fuel source of carbon, such as carbon monoxide from incomplete combustion of coke—or, in earlier times, of charcoal.^[2] The oxygen in the ore binds to carbon at high temperatures as the chemical potential energy of the bonds in carbon dioxide (CO₂) is lower than that of the bonds in the ore.

Sulfide ores such as those commonly used to obtain copper, zinc or lead, are roasted before smelting in order to convert the sulfides to oxides, which are more readily reduced to the metal. Roasting heats the ore in the presence of oxygen from air, oxidizing the ore and liberating the sulfur as sulfur dioxide gas.

Smelting most prominently takes place in a blast furnace to produce pig iron, which is converted into steel.

Plants for the electrolytic reduction of aluminium are referred to as aluminium smelters.

Process

Smelting involves more than just melting the metal out of its ore. Most ores are the chemical compound of the metal and other elements, such as oxygen (as an oxide), sulfur (as a sulfide), or carbon and oxygen together (as a carbonate). To extract the metal, workers must make these compounds undergo a chemical reaction. Smelting, therefore, consists of using suitable reducing substances that combine with those oxidizing elements to free the metal.

Roasting

In the case of sulfides and carbonates, a process called "roasting" removes the unwanted carbon or sulfur, leaving an oxide, which can be directly reduced. Roasting is usually carried out in an oxidizing environment. A few practical examples:

• Malachite, a common ore of copper is primarily copper carbonate hydroxide Cu₂(CO₃)(OH)₂.^[3] This mineral undergoes thermal decomposition to 2CuO, CO₂, and H₂O^[4] in several stages between 250 °C and 350 °C. The carbon dioxide and water are expelled into the atmosphere, leaving copper(II) oxide, which can be directly reduced to copper as described in the following section titled Reduction.
• Galena, the most common mineral of lead, is primarily lead sulfide (PbS). The sulfide is oxidized to a sulfite (PbSO₃), which thermally decomposes into lead oxide and sulfur dioxide gas (PbO and SO₂). The sulfur dioxide is expelled (like the carbon dioxide in the previous example), and the lead oxide is reduced as below.

Reduction

Reduction is the final, high-temperature step in smelting, in which the oxide becomes the elemental metal. A reducing environment (often provided by carbon monoxide, made by incomplete combustion in an air-starved furnace) pulls the final oxygen atoms from the raw metal. The carbon source acts as a chemical reactant to remove oxygen from the ore, yielding the purified metal element as a product. The carbon source is oxidized in two stages. First, carbon (C) combusts with oxygen (O₂) in the air to produce carbon monoxide (CO). Second, the carbon monoxide reacts with the ore (e.g. Fe₂O₃) and removes one of its oxygen atoms, releasing carbon dioxide (CO₂). After successive interactions with carbon monoxide, all of the oxygen in the ore will be removed, leaving the raw metal element (e.g. Fe).^[5] As most ores are impure, it is often necessary to use flux, such as limestone (or dolomite), to remove the accompanying rock gangue as slag. This calcination reaction emits carbon dioxide.

The required temperature varies both in absolute terms and in terms of the melting point of the base metal. Examples:

• Iron oxide becomes metallic iron at roughly 1250 °C (2282 °F or 1523 K), almost 300 degrees below iron's melting point of 1538 °C (2800 °F or 1811 K).^[6]
• Mercuric oxide becomes vaporous mercury near 550 °C (1022 °F or 823 K), almost 600 degrees above mercury's melting point of -38 °C (-36.4 °F or 235 K), and also above mercury's boiling point.^[7]

Fluxes

Fluxes are materials added to the ore during smelting to catalyze the desired reactions and to chemically bind to unwanted impurities or reaction products. Calcium carbonate or calcium oxide in the form of lime are often used for this purpose, since they react with sulfur, phosphorus, and silicon impurities to allow them to be readily separated and discarded, in the form of slag. Fluxes may also serve to control the viscosity and neutralize unwanted acids.

Flux and slag can provide a secondary service after the reduction step is complete; they provide a molten cover on the purified metal, preventing contact with oxygen while still hot enough to readily oxidize. This prevents impurities from forming in the metal.

Sulfide ores

The ores of base metals are often sulfides. In recent centuries, reverberatory furnaces have been used to keep the charge being smelted separately from the fuel. Traditionally, they were used for the first step of smelting: forming two liquids, one an oxide slag containing most of the impurities, and the other a sulfide matte containing the valuable metal sulfide and some impurities. Such "reverb" furnaces are today about 40 meters long, 3 meters high, and 10 meters wide. Fuel is burned at one end to melt the dry sulfide concentrates (usually after partial roasting) which are fed through openings in the roof of the furnace. The slag floats over the heavier matte and is removed and discarded or recycled. The sulfide matte is then sent to the converter. The precise details of the process vary from one furnace to another depending on the mineralogy of the ore body.

While reverberatory furnaces produced slags containing very little copper, they were relatively energy inefficient and off-gassed a low concentration of sulfur dioxide that was difficult to capture; a new generation of copper smelting technologies has supplanted them.^[9] More recent furnaces exploit bath smelting, top-jetting lance smelting, flash smelting, and blast furnaces. Some examples of bath smelters include the Noranda furnace, the Isasmelt furnace, the Teniente reactor, the Vunyukov smelter, and the SKS technology. Top-jetting lance smelters include the Mitsubishi smelting reactor. Flash smelters account for over 50% of the world's copper smelters. There are many more varieties of smelting processes, including the Kivset, Ausmelt, Tamano, EAF, and BF.

History

Of the seven metals known in antiquity, only gold regularly occurs in nature as a native metal. The others – copper, lead, silver, tin, iron, and mercury – occur primarily as minerals, although native copper is occasionally found in commercially significant quantities. These minerals are primarily carbonates, sulfides, or oxides of the metal, mixed with other components such as silica and alumina. Roasting the carbonate and sulfide minerals in the air converts them to oxides. The oxides, in turn, are smelted into the metal. Carbon monoxide was (and is) the reducing agent of choice for smelting. It is easily produced during the heating process, and as a gas comes into intimate contact with the ore.

In the Old World, humans learned to smelt metals in prehistoric times, more than 8000 years ago. The discovery and use of the "useful" metals – copper and bronze at first, then iron a few millennia later – had an enormous impact on human society. The impact was so pervasive that scholars traditionally divide ancient history into Stone Age, Bronze Age, and Iron Age.

In the Americas, pre-Inca civilizations of the central Andes in Peru had mastered the smelting of copper and silver at least six centuries before the first Europeans arrived in the 16th century, while never mastering the smelting of metals such as iron for use with weapon craft.^[10]

Tin and lead

In the Old World, the first metals smelted were tin and lead. The earliest known cast lead beads were found in the Çatalhöyük site in Anatolia (Turkey), and dated from about 6500 BC,^[11] but the metal may have been known earlier.^{[citation needed]}

Since the discovery happened several millennia before the invention of writing, there is no written record of how it was made. However, tin and lead can be smelted by placing the ores in a wood fire, leaving the possibility that the discovery may have occurred by accident.^{[citation needed]} Recent scholarship however has called this find into question.^[12]

Lead is a common metal, but its discovery had relatively little impact in the ancient world. It is too soft to use for structural elements or weapons, though its high density relative to other metals makes it ideal for sling projectiles. However, since it was easy to cast and shape, workers in the classical world of Ancient Greece and Ancient Rome used it extensively to pipe and store water. They also used it as a mortar in stone buildings.^[13][14]

Tin was much less common than lead, is only marginally harder, and had even less impact by itself.

Copper and bronze

After tin and lead, the next metal smelted appears to have been copper. How the discovery came about is debated. Campfires are about 200 °C short of the temperature needed, so some propose that the first smelting of copper may have occurred in pottery kilns.^[15] (The development of copper smelting in the Andes, which is believed to have occurred independently of the Old World, may have occurred in the same way.^[10])

The earliest current evidence of copper smelting, dating from between 5500 BC and 5000 BC, has been found in Pločnik and Belovode, Serbia.^[16][17] A mace head found in Turkey and dated to 5000 BC, once thought to be the oldest evidence, now appears to be hammered, native copper.^[18]

Combining copper with tin and/or arsenic in the right proportions produces bronze, an alloy that is significantly harder than copper. The first copper/arsenic bronzes date from 4200 BC from Asia Minor. The Inca bronze alloys were also of this type. Arsenic is often an impurity in copper ores, so the discovery could have been made by accident. Eventually, arsenic-bearing minerals were intentionally added during smelting.^{[citation needed]}

Copper–tin bronzes, harder and more durable, were developed around 3500 BC, also in Asia Minor.^[19]

How smiths learned to produce copper/tin bronzes is unknown. The first such bronzes may have been a lucky accident from tin-contaminated copper ores. However, by 2000 BC, people were mining tin on purpose to produce bronze—which is remarkable as tin is a semi-rare metal, and even a rich cassiterite ore only has 5% tin. However early peoples learned about tin, they understood how to use it to make bronze by 2000 BC.^{[citation needed]}

The discovery of copper and bronze manufacture had a significant impact on the history of the Old World. Metals were hard enough to make weapons that were heavier, stronger, and more resistant to impact damage than wood, bone, or stone equivalents. For several millennia, bronze was the material of choice for weapons such as swords, daggers, battle axes, and spear and arrow points, as well as protective gear such as shields, helmets, greaves (metal shin guards), and other body armor. Bronze also supplanted stone, wood, and organic materials in tools and household utensils—such as chisels, saws, adzes, nails, blade shears, knives, sewing needles and pins, jugs, cooking pots and cauldrons, mirrors, and horse harnesses.^{[citation needed]} Tin and copper also contributed to the establishment of trade networks that spanned large areas of Europe and Asia and had a major effect on the distribution of wealth among individuals and nations.^{[citation needed]}

Early iron smelting

The earliest evidence for iron-making is a small number of iron fragments with the appropriate amounts of carbon admixture found in the Proto-Hittite layers at Kaman-Kalehöyük and dated to 2200–2000 BCE.^[20] Souckova-Siegolová (2001) shows that iron implements were made in Central Anatolia in very limited quantities around 1800 BCE and were in general use by elites, though not by commoners, during the New Hittite Empire (~1400–1200 BCE).^[21]

Archaeologists have found indications of iron working in Ancient Egypt, somewhere between the Third Intermediate Period and 23rd Dynasty (ca. 1100–750 BCE). Significantly though, they have found no evidence of iron ore smelting in any (pre-modern) period. In addition, very early instances of carbon steel were in production around 2000 years ago (around the first-century CE.) in northwest Tanzania, based on complex preheating principles. These discoveries are significant for the history of metallurgy.^[22]

Most early processes in Europe and Africa involved smelting iron ore in a bloomery, where the temperature is kept low enough so that the iron does not melt. This produces a spongy mass of iron called a bloom, which then must be consolidated with a hammer to produce wrought iron. The earliest evidence to date for the bloomery smelting of iron is found at Tell Hammeh, Jordan ([1]), and dates to 930 BCE (C14 dating).

Later iron smelting

From the medieval period, an indirect process began to replace the direct reduction in bloomeries. This used a blast furnace to make pig iron, which then had to undergo a further process to make forgeable bar iron. Processes for the second stage include fining in a finery forge. In the 13th century during the High Middle Ages the blast furnace was introduced by China who had been using it since as early as 200 b.c during the Qin dynasty. [2] Puddling was also introduced in the Industrial Revolution.

Both processes are now obsolete, and wrought iron is now rarely made. Instead, mild steel is produced from a Bessemer converter or by other means including smelting reduction processes such as the Corex Process.

Environmental and occupational health impacts

Smelting has serious effects on the environment, producing wastewater and slag and releasing such toxic metals as copper, silver, iron, cobalt, and selenium into the atmosphere.^[23] Smelters also release gaseous sulfur dioxide, contributing to acid rain, which acidifies soil and water.^[24]

The smelter in Flin Flon, Canada was one of the largest point sources of mercury in North America in the 20th century.^[25][26] Even after smelter releases were drastically reduced, landscape re-emission continued to be a major regional source of mercury. Lakes will likely receive mercury contamination from the smelter for decades, from both re-emissions returning as rainwater and leaching of metals from the soil.^[25]

Air pollution

Air pollutants generated by aluminium smelters include carbonyl sulfide, hydrogen fluoride, polycyclic compounds, lead, nickel, manganese, polychlorinated biphenyls, and mercury.^[27] Copper smelter emissions include arsenic, beryllium, cadmium, chromium, lead, manganese, and nickel.^[28] Lead smelters typically emit arsenic, antimony, cadmium and various lead compounds.^[29][30][31]

Wastewater

Wastewater pollutants discharged by iron and steel mills includes gasification products such as benzene, naphthalene, anthracene, cyanide, ammonia, phenols and cresols, together with a range of more complex organic compounds known collectively as polycyclic aromatic hydrocarbons (PAH).^[32] Treatment technologies include recycling of wastewater; settling basins, clarifiers and filtration systems for solids removal; oil skimmers and filtration; chemical precipitation and filtration for dissolved metals; carbon adsorption and biological oxidation for organic pollutants; and evaporation.^[33]

Pollutants generated by other types of smelters varies with the base metal ore. For example, aluminum smelters typically generate fluoride, benzo(a)pyrene, antimony and nickel, as well as aluminum. Copper smelters typically discharge cadmium, lead, zinc, arsenic and nickel, in addition to copper.^[34] Lead smelters may discharge antimony, asbestos, cadmium, copper and zinc, in addition to lead.^[35]

Health impacts

Labourers working in the smelting industry have reported respiratory illnesses inhibiting their ability to perform the physical tasks demanded by their jobs.^[36]

Regulations

In the United States, the Environmental Protection Agency has published pollution control regulations for smelters.

• Air pollution standards under the Clean Air Act^[37]
• Water pollution standards (effluent guidelines) under the Clean Water Act.^[38][39]

The RMI Conformant Smelter Program

As conflict mineral use grows, numerous initiatives have been launched to counteract the problem. They encourage responsible mineral sourcing practices in regions under circumstances of conflict, human rights abuse, or labour exploitation.

The Responsible Mineral Initiative, RMI, has developed a set of ideals and guidelines for smelter, including the Conformant Smelter Program. The program is a third-party audit and certification program that assesses the performance of smelters in the responsible sourcing of minerals.^[40] This program adheres to the Organization for Economic Co-operation and Development, OECD, guidelines. Published in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. The OECD is a body focused on policies for bettering global practices.^[41]

The focus of the program is evaluating smelters on:

• Sourcing practices: Demonstrating sourced minerals do not contribute to active conflict, human rights issues, or environmental damage
• Due Diligence: Establishing a due diligence process to mitigate risks in the supply chain
• Transparency: Information being transparent about their sourcing
• Environmental and social performance: Minimizing the environmental impact and respecting workers' rights^[42]

Smelters that meet the RMI standards gain recognition on the RMI Conformant Smelter & Refiner Lists.

This is not the only program regulating the smelting industry, additional auditing programs include:

• The London Bullion Market Association, LBMA, focuses on gold, silver, platinum, and palladium. With successful smelters gaining recognition on the Good Suppliers List.^[43]
• Responsible Jewellery Council, RJC, promotes responsible practices in the jewellery supply chain. Successful smelters gaining recognition on the RJC members registry.^[44]

Similarly, to the RMI Conformant Smelter Program these entities comply with OECD guidelines and promote ethical and environmental supply chain management. However, the named organizations have varying additional guidelines therefore the only cross recognized audits with the RMI are:

• LBMA Responsible Gold Guidance
• RMI Responsible Minerals Assurance Process Gold Standard
• RJC Chain-of-Custody (CoC) Standard (provision 1 only)
• RJC Code of Practices (COP) Standard (provision 7 only)^[45]