Wusun and their neighbours during the late 2nd century BCE, take note that the Yancai did not change their name to Alans until the 1st century.

The Wūsūn (Chinese: 烏孫; lit. 'Grandchildren of The Crow') were either an Indo-European speaking[1] or Turkic speaking[2][3][4][5][6] nomadic or semi-nomadic steppe people who, the Chinese histories say originally lived in western Gansu in northwest China, near the Yuezhi people. After being defeated by the Xiongnu (circa 176 BCE) they fled to the region of the Ili river and (lake) Issyk Kul where they remained for at least five centuries and formed a powerful force.[7][8]

They are mentioned in Chinese historical sources in 436 CE, when a Chinese envoy was sent to their country and the Wusun reciprocated.[9] Their later fate is connected with the Turkic Kaganates and the sudden reversals of fortune that fell on Central Asia and, specifically, the Zhetysu area. Considerable traces of their impact on surrounding peoples and events were left in Persian, Muslim, Turkic, and Russian sources extending from the 6th century CE to the present. The modern Uysyn who number approximately 250,000 people, are regarded by some as the modern descendants of the Wusun. The Uysyn have two branches, Dulat and Sary Uysyn ("Yellow Uysyn").[10]

Etymology

Wusun is a modern pronunciation of the Chinese Characters '烏孫'. Originally, Wusun probably sounded more like Asman (*ah-sman < *asman,[11] or *o-sən, *uo-sen or ?ah-swē depending on the authors) suggesting that they may have been the Asii of Geographica.[12]

Around 107 BCE a Han princess married to the Usun Hunmo composed a song that called the Wusun country a Sky (Tian) country, and in China the Wusun horses (Usun ma) were called heavenly horses (Tian ma). Ptolemy (VI, 14, 177 CE) knew an Asman tribe, located east of the Volga River.[13]

The Chinese name '烏孫' ('Wusun') literally means Wu = 'crow' or 'raven' + Sun = 'grandson'. Through the legend of an infant son, left in the wild, miraculously saved from hunger by suckling from a she-wolf, and being fed meat by ravens,[14][15] they shared a similar ancestor myth with the ruling Ashina clan of the Göktürks (Asena legend), and many other Eurasian peoples. See, for example, the legend of Romulus and Remus and the founding of Rome.

History

Asia in 001 CE, showing location of the Wusun and their neighbors.

Early Chinese histories such as Shiji and Hanshu recorded that the Wusun had previously lived near the Yuezhi people in the Qilian and Dunhuang areas in Gansu[16] (different locations however have been suggested for these toponyms.)[17] According to Shiji, Wusun was a state located west of the Xiongnu.[18] Hanshu described them as occupying land that previously belonged to the Saka (Sai).[19] To their north-west the Wusun bordered Kangju, located in modern Kazakhstan. To the west was Dayuan (Ferghana), and to the south were various city states.[20]

Chinese records first mention the "Ushi" in Andin and Pinlian (modern Pinlian and Guüan in the Peoples Republic of China), between the Lu-hun and Kuyan tribes. The transcription of Ushi means "raven generation", and is semantically identical with U-sun – "raven descendants". In Wusun legend their ancestors were a raven and a wolf.

The first historical records concerning the Wusun name them as a separate and distinct tribe of the Xiongnu confederacy, living on the territory of the modern province of Gansu, in the valley of the Ushui-he (Chinese Raven river). It is not clear whether the river was named after the tribe or vice versa.

The Royal Court of the Wusun, Chigu (Chinese: 赤谷; pinyin: chìgǔ; lit. 'Red Valley'), was located in a side valley leading to Issyk Kul.[21]

Migration of the Wusun

Early in their history, the Wusun migrated in three stages, lasting near two hundred years. The first exodus from Shaanxi to the Qilian Mountains in around 410 BC was forced by the Yuezhi. Between 410 BC and 177 BC, the Wusun were vassals of the Tocharic Yuezhi coalition.

The second migration in about 178 BC, was connected with the Xiongnu prince Modu Chanyu's campaign against the Yuezhi, and resulted in the reconquest by the Wusun of their Sichen homeland. According to Zhang Qian, the Yuezhi were defeated by the rising Xiongnu empire and fled westward, driving away the Saka (Sai).[22] Before this, they overran the Wusun, whose ruler Nandoumi was killed. His infant son Liejiaomi was left in the wild. He was miraculously saved from hunger being suckled by a she-wolf, and fed meat by ravens.[23][24]

The Xiongnu ruler was impressed and adopted the child. When the child grew up the Chanyu gave him command in the west. As an act of revenge, the Wusun attacked the Yuezhi, who had taken refuge in the Ili Valley. The Yuezhi were crushed completely and fled further west to Ferghana, and finally settled in Bactria. The Wusun took over the Ili Valley, expanding over a large area and trying to keep away from the Xiongnu. They were said to number 630,000 with 188,000 men capable of bearing arms, and became a powerful force in Central Asia.[25]

When the Han empire began their counter-offensive against the Xiongnu, the Wusun had become a bitter enemy of the Xiongnu, after repeatedly being threatened by them. The Wusun were won over to the Chinese in a martial alliance, sealed by a political marriage.

The third migration in c.160 BC was a deliberate displacement by the Wusun of the defeated Asii from their temporary residence in Zhetysu. In 160 BC, after the death of the Xiongnu ruler Chanyu Laoshan (173–161), the Wusun separated from the Xiongnu and migrated to the region of the Ili River and lake Issyk Kul, established their independence, and formed a powerful state in the Zhetysu area. Chinese historical annals offer a demographic description of the Wusun at that time, stating that they numbered 630,000 people and 120,000 families.[26]

In 71 BCE, a Chinese envoy cooperated with the Wusun and supplied an army of 50,000 to attack the Xiongnu for them, which ended in a great victory. However, a dispute took place soon after the death of their ruler, Nimi, in 53 BCE. The Wusun were divided into two kingdoms, under a little kunmi and greater kunmi, both of whom recognised Chinese supremacy and remained faithful vassals.

In 5 BCE, during the reign of Uchjulü-Chanyu (8 BCE – CE 13), the Wusun attempted to raid Chuban pastures, but Uchjulü-Chanyu repulsed them, and the Wusun commander had to send his son to the Chuban court as a hostage. The forceful intervention of the Chinese usurper Wang Mang and internal strife brought disorder, and in 2 BC one of the Wusun chietains brought 80,000 Wusun to Kangju, asking for Kankalis help against the Chinese. In a vain attempt to reconcile with China, he was duped and killed in CE 3.[27]

In 2 CE, Wang Mang issued a list of four regulations to the allied Xiongnu that the taking of any hostages from Chinese vassals, i.e. Wusun, Wuhuan and the statelets of the Western Regions, would not be tolerated. The Xiongnu obeyed.

In the 5th century they were pressured by the Rouran and may have migrated to the Pamir Mountains.[28] From the 6th century onward the former habitat of the Wusun formed part of the western empire of the Göktürks. After this event the Wusun seem to disappear from Chinese records, though their name was last mentioned on an offering to the court of Liao Dynasty on September 22, 938.[29] The Chinese were involved in a plot with the Wusun involving a "fat King", and "Mad King". The Chinese were involved in a plot to kill the mad king, and a Chinese deputy envoy called Chi Tu who brought a doctor to attend to him was punished by castration when he returned to China.[30][31]

The Wusun left multiple diaspora islands along their centuries-old trek. As a rule, part of a tribe remained in the old habitats and later on participated in new ethnic unions. Wusun principalities are known in the Ordos Desert. Separate Wusun princedoms existed for a long time in the Khangai Mountains and along the Bogdoshan ridge (eastern Tian Shan).[32]

People and culture

Ethnicity

According to Chinese archaeologists, the excavated skeletal remains of a people presumed to be the Wusun are of the short-headed Europoid Central Asian interfluvial type.[33] On the basis of six skulls from the first century BC/AD found at Semirech'e (Zhetysu) and presumed to be those of the Wusun, Soviet archaeologists have described them ranging from primarily Europoid with some Mongoloid admixture to pure Europeans.[34]

The evidence from ancient Chinese texts is contradictory. The Hanshu and Shiji, which mentioned the Wusun, did not note any unusual ethnic appearance of the Wusun. The actual first description of Wusun may be found in a Western Han dynasty book of divination, the Jiaoshi Yilin, where the Wusun women were described as "ugly and dark colored people with deep eye sockets,"[35][36] and the reported dark skin complexion may suggest South Asian origin.[37][38] However, a very brief pejorative quote from an ancient book of divination may not be a reliable source for determining ethnic characteristics.

A later 7th century commentary to the Hanshu by Yan Shigu says: "Among the various Rong in the Western Regions, the Wusun's shape was the strangest; and the present barbarians who have green eyes and red hair, and are like macaques, belonged to the same race as the Wusun."[39]

Language

For some time, it was theorized that the Wusun spoke a Proto-Turkic language. Some scholars, including Chinese scholar Han Rulin, as well as G. Vambery, A. Scherbak, P. Budberg, L. Bazin and V.P. Yudin, noted that the Wusun king's name Fu-li, as reported in Chinese sources and translated as "wolf", resembles Proto-Turkic "böri" = "wolf". Other words listed by these scholars include the title "bag/beg" = "lord".[40]

However, this theory is disputed by some Turkologists, including Peter B. Golden[41] and Carter V. Findley, who explain that none of the mentioned words are actually Turkic in origin. Carter V. Findley notes that the term böri is probably derived from one of the Indo-European Iranian languages of Central Asia,[42] while the title beg is certainly derived from the Sogdian baga[43] ("lord"), a cognate of Middle Persian baγ (as used by the rulers of the Sassanid Empire), as well as Sanskrit bhaga and Russian bog.[44]

Chinese sources name the Scythian Sai (Saka), and the Yuezhi who are often identified as Tocharians, among the people of the Wusun state in the Zhetysu area,[45] but it is very difficult to place the Wusun with the Tocharian category of Indo-European.[46]

Culture

According to the Shiji (c.123) and the Hanshu (c.96), a daughter from the Han prince, Liu Jian, was sent to the ruler (kunmo or kunmi) of the Wusun between 110 BCE and 105 BCE. She describes them as nomads who lived in felt tents, ate raw meat and drank fermented mare's milk.[47] Some early Chinese descriptions of the people were pejorative, describing them as "bad, greedy and unreliable, and much given to robbery", but their state was also described as very strong.[48] On the other hand, the Wusun were notable for their harmony towards their neighbours, even though they were constantly raided by the Xiongnu and Kangju.

Wusun and Issedones connection

Some scholars have proposed that the Wusun may have been identical with the people described by Herodotus (IV.16–25) and in Ptolemy's Geography as Issedones.[49] [50] Their exact location of their country in Central Asia is unknown. The Issedones are "placed by some in Western Siberia and by others in Chinese Turkestan," according to E. D. Phillips.[51]

See also

Notes

  1. ^ "Zhang Qian". Encylopedia Britannica online. Encyclopedia Britannica. Retrieved 28 October 2012.
  2. ^ Jila, N., "Myths and traditional beliefs about the wolf and the crow in Central Asia: examples from the Turkic Wu-Sun and the Mongols", Asian Folklore Studies, V65, i2, p161, 2006.
  3. ^ Denis Sinor, The legendary Origin of the Türks, in Egle Victoria Zygas, Peter Voorheis Folklorica: Festschrift for Felix J. Oinas, Indiana 1982, p. 240 verweist auf den Nachweis von O. Franke Beiträge aus chinesischen Quellen zur Kenntnis der Türkvölker und Skythen Zentralasiens, Berlin 1904, p. 17-19.
  4. ^ 王明哲, 王炳華 (Mingzhe Wang & Binhua Wang): 蘇聯的烏孫考古情況簡述. In: 烏孫研究 (Wusun research), 1, Ürümqi: 新疆人民出版社 (Sincan Halkyayınevi) 1983
  5. ^ Zuev, Yu. A. (2002), Early Türks: Essays on history and ideology, sayfa 35.
  6. ^ Wolfram Eberhard, Çin Tarihi, Ankara 1947, sayfa 33.
  7. ^ Watson, Burton. Trans. 1993. Records of the Grand Historian of China. Han Dynasty II. (Revised Edition). New York, Columbia University Press. Chapter 123. The Account of Ta-yüan. Columbia University Press.
  8. ^ Hulsewé, A. F. P. and Loewe, M. A. N. 1979. China in Central Asia: The Early Stage 125 BCE – CE 23: an annotated translation of chapters 61 and 96 of the History of the Former Han Dynasty. Leiden: E. J. Brill.
  9. ^ Zadneprovskiy, Y. A. 1994. "The Nomads of northern Central Asia after the invasion of Alexander." Y. A. Zadneprovskiy. In: History of civilizations of Central Asia, Volume II. The development of sedentary and nomadic civilizations: 700 B.C. to A.D. 250. Harmatta, János, ed., 1994. Paris: UNESCO Publishing, p. 461
  10. ^ A. Zuev, Early Türks: Essays on history and ideology, 2002, S.35
  11. ^ Zuev, Yu.A. (2002) Early Türks: Essays on history and ideology, p. 23 (translated from Russian) ISBN 9985-4-4152-9
  12. ^ "Les Saces", Iaroslav Lebedinsky, p. 60-63, ISBN 2-87772-337-2
  13. ^ Zuev, Yu.A. (2002) Early Türks: Essays on history and ideology, p. 23
  14. ^ Watson, Burton. Trans. 1993. Records of the Grand Historian of China. Han Dynasty II. (Revised Edition). New York, Columbia University Press. Chapter 123. The Account of Ta-yüan. Columbia University Press, pp. 237–238
  15. ^ Hulsewé, A. F. P. and Loewe, M. A. N. 1979. China in Central Asia: The Early Stage 125 BC – AD 23: an annotated translation of chapters 61 and 96 of the History of the Former Han Dynasty. Leiden: E. J. Brill, pp. 214–215
  16. ^ Hanshu 《漢書·張騫李廣利傳》 Original text 臣居匈奴中，聞烏孫王號昆莫。昆莫父難兜靡本與大月氏俱在祁連、焞煌間，小國也。
  17. ^ Liu, Xinru, Migration and Settlement of the Yuezhi-Kushan: Interaction and Interdependence of Nomadic and Sedentary Societies (2001)
  18. ^ Shiji 《史記·大宛列傳》 Original text: 匈奴西邊小國也
  19. ^ Hanshu 《漢書·卷九十六下》 西域傳 Original text: 本塞地也，大月氏西破走塞王，塞王南越縣度。大月氏居其地。後烏孫昆莫擊破大月氏，大月氏徙西臣大夏，而烏孫昆莫居之，故烏孫民有塞種、大月氏種雲。
  20. ^ 《漢書·卷九十六下》 Original text: 東與匈奴、西北與康居、西與大宛、南與城郭諸國相接。
  21. ^ Hill (2009), "Appendix I: Chigu 赤谷 (Royal Court of the Wusun Kunmo)," pp. 527–531.
  22. ^ Hanshu 《漢書·張騫李廣利傳》 Original text 時，月氏已為匈奴所破，西擊塞王。
  23. ^ Hulsewé and Loewe. China in Central Asia. Annotated translation of chapters 61 and 96 of the Hanshu, p. 215, n. 805. (1979) Leiden, E. J. Brill. ISBN 90-04-05884-2.
  24. ^ Shiji 《史記·大宛列傳》 Original text: 匈奴攻殺其父，而昆莫生棄於野。烏嗛肉蜚其上，狼往乳之。
  25. ^ (Hanshu, ch.61 & 96)
  26. ^ Zuev Yu.A. "Ethnic History Of Usuns", pp.7–19
  27. ^ Gumilev L.N., "History of Hun People", Moscow, 'Science', Ch.12, http://gumilevica.kulichki.net/HPH/hph12.htm (In Russian)
  28. ^ Book of Wei, ch.102
  29. ^ (Liaoshi, ch.4)
  30. ^ Frances Wood (2004). The Silk Road: Two Thousand Years in the Heart of Asia. University of California Press. p. 59. ISBN 0-520-24340-4. Retrieved 2010-07-30. ((cite book)): More than one of |pages= and |page= specified (help)
  31. ^ Anthony François Paulus Hulsewé, Michael Loewe, Gu Ban (1979). China in central Asia: the early stage, 125 B.C.-A.D. 23 : an annotated translation of chapters 61 and 96 of The history of the former Han dynasty. Brill Archive. p. 155. ISBN 90-04-05884-2. Retrieved 2010-07-30. ((cite book)): More than one of |pages= and |page= specified (help)CS1 maint: multiple names: authors list (link)
  32. ^ Zuev Yu.A. "Ethnic History Of Usuns", p. 18
  33. ^ SKULLS OF USUN TIME (3rd c. BC – 4th c. AD)
  34. ^ Mallory and Mair (2000), pp. 93–94.
  35. ^ 《焦氏易林 – Jiaoshi Yilin》 Original text:烏孫氏女，深目黑醜；嗜欲不同，過時無偶。
  36. ^ Jiaoshi Yilin, vol. 6 [1]
  37. ^ Wang Mingzhe et al. (1983). Research on Wusun. Urumqi: Xinjiang People's Press. p. 43.
  38. ^ Chen Liankai (1999). Outlines on China's Ethnicities. China Financial and Economic Publishing House. p. 380-381
  39. ^ Book of Han, with commentary by Yan Shigu Original text:　烏孫於西域諸戎其形最異。今之胡人青眼、赤須，狀類彌猴者，本其種也。
  40. ^ Zuev, Yu.A. (2002) Early Türks: Essays on history and ideology, p. 35
  41. ^ Peter B. Golden, An Introduction to the History of the Turkic Peoples, O. Harrassowitz, 1992, p. 121-122
  42. ^ Carter Vaughn Findley, The Turks in World History, Oxford University Press, 2005, p. 39
  43. ^ Carter Vaughn Findley, Turks in World History, Oxford University Press, 2005, p. 45: "... Many elements of Non-Turkic origin also became part of Türk statecraft [...] for example, as in the case of khatun [...] and beg [...] both terms being of Sogdian origin and ever since in common use in Turkish. ..."
  44. ^ Peter Jackson, "Beg", in Encyclopaedia Iranica, Columbia University, Online ed.
  45. ^ Hulsewé, A. F. P. and Loewe, M. A. N. 1979. China in Central Asia: The Early Stage 125 BC – AD 23: an annotated translation of chapters 61 and 96 of the History of the Former Han Dynasty. Leiden: E. J. Brill, p. 145
  46. ^ Pulleyblank, 1966, p14ff; quoted in D. Sinor, The Cambridge History of Early Inner Asia, Vol. I, Cambridge University Press, 1990, p. 153
  47. ^ Hanshu 《漢書·卷九十六下》 西域傳 Original text: 昆莫年老，言語不通，公主悲愁，自為作歌曰：「吾家嫁我兮天一方，遠托異國兮烏孫王。穹廬為室兮旃為牆，以肉為食兮酪為漿。居常土思兮心內傷，願為黃鵠兮歸故鄉。」
  48. ^ Hanshu, Original text: 民剛惡，貪狼無信，多寇盜，最為強國。
  49. ^ A.H. Dani/V.M. Masson/J. Harmatta/B. Abramovich, History of Civilizations of Central Asia – Vol. 3, UNESCO collection, South Asia Books, 2001, p. 225
  50. ^ Gardiner-Garden, Chang-Ch'ien and Central Asian Ethnography, pp. 23–79 gives a survey of theories of ethnic affiliations and identification of the Wusun and the Yuezhi.
  51. ^ Phillips, "The Legend of Aristeas: Fact and Fancy in Early Greek Notions of East Russia, Siberia, and Inner Asia" Artibus Asiae 18.2 (1955, pp. 161–177) p 166.

References

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