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In theoretical physics and mathematical physics, analytical mechanics, or theoretical mechanics is a collection of closely related alternative formulations of classical mechanics. It was developed by many scientists and mathematicians during the 18th century and onward, after Newtonian mechanics. Since Newtonian mechanics considers vector quantities of motion, particularly accelerations, momenta, forces, of the constituents of the system, an alternative name for the mechanics governed by Newton's laws and Euler's laws is vectorial mechanics.
By contrast, analytical mechanics uses scalar properties of motion representing the system as a whole—usually its total kinetic energy and potential energy—not Newton's vectorial forces of individual particles. A scalar is a quantity, whereas a vector is represented by quantity and direction. The equations of motion are derived from the scalar quantity by some underlying principle about the scalar's variation.
Analytical mechanics takes advantage of a system's constraints to solve problems. The constraints limit the degrees of freedom the system can have, and can be used to reduce the number of coordinates needed to solve for the motion. The formalism is well suited to arbitrary choices of coordinates, known in the context as generalized coordinates. The kinetic and potential energies of the system are expressed using these generalized coordinates or momenta, and the equations of motion can be readily set up, thus analytical mechanics allows numerous mechanical problems to be solved with greater efficiency than fully vectorial methods. It does not always work for non-conservative forces or dissipative forces like friction, in which case one may revert to Newtonian mechanics.
Two dominant branches of analytical mechanics are Lagrangian mechanics (using generalized coordinates and corresponding generalized velocities in configuration space) and Hamiltonian mechanics (using coordinates and corresponding momenta in phase space). Both formulations are equivalent by a Legendre transformation on the generalized coordinates, velocities and momenta, therefore both contain the same information for describing the dynamics of a system. There are other formulations such as Hamilton–Jacobi theory, Routhian mechanics, and Appell's equation of motion. All equations of motion for particles and fields, in any formalism, can be derived from the widely applicable result called the principle of least action. One result is Noether's theorem, a statement which connects conservation laws to their associated symmetries.
Analytical mechanics does not introduce new physics and is not more general than Newtonian mechanics. Rather it is a collection of equivalent formalisms which have broad application. In fact the same principles and formalisms can be used in relativistic mechanics and general relativity, and with some modifications, quantum mechanics and quantum field theory.
Analytical mechanics is used widely, from fundamental physics to applied mathematics, particularly chaos theory.
The methods of analytical mechanics apply to discrete particles, each with a finite number of degrees of freedom. They can be modified to describe continuous fields or fluids, which have infinite degrees of freedom. The definitions and equations have a close analogy with those of mechanics.
The most obvious goal of mechanical theory is to solve mechanical problems which arise in physics or astronomy. Starting from a physical concept, such as a mechanism or a star system, a mathematical concept, or model, is developed in the form of a differential equation or equations and then an attempt is made to solve them.
The vectorial approach to mechanics, as founded by Newton, is based on the Newton's laws which describe motion with the help of vector quantities such as force, velocity, acceleration. These quantities characterise the motion of a body which is idealised as a "mass point" or a "particle" understood as a single point to which a mass is attached. Newton's method was successful and was applied to a wide range of physical problems, starting from the motion of a particle in the gravitational field of Earth and then extended to the motion of planets under the action of the sun. In this approach, Newton's laws describe the motion by a differential equation and then the problem is reduced to the solving of that equation.
When the particle is a part of a system of particles, such as a solid body or a fluid, in which particles do not move freely but interact with each other, the Newton's approach is still applicable under proper precautions such as isolating each single particle from the others, and determining all the forces acting on it: those acting on the system as a whole as well as the forces of interaction of each particle with all other particles in the system. Such analysis can become cumbersome even in relatively simple systems. As a rule, interaction forces are unknown or hard to determine making it necessary to introduce new postulates. Newton thought that his third law "action equals reaction" would take care of all complications. This is not the case even for such simple system as rotations of a solid body. In more complicated systems, the vectorial approach cannot give an adequate description.
The analytical approach to the problem of motion views the particle not as an isolated unit but as a part of a mechanical system understood as an assembly of particles that interact with each other. As the whole system comes into consideration, the single particle loses its significance; the dynamical problem involves the entire system without breaking it in parts. This significantly simplifies the calculation because in the vectorial approach the forces have to be determined individually for each particle while in the analytical approach it is enough to know one single function which contains implicitly all the forces acting on and in the system. Such simplification is often done using certain kinematical conditions which are stated a priori; they are pre-existing and are due to the action of some strong forces. However, the analytical treatment does not require the knowledge of these forces and takes these kinematic conditions for granted. Considering how much simpler are these conditions in comparison with the multitude of forces that maintain them, the superiority of the analytical approach over the vectorial one becomes apparent.
Still, the equations of motion of a complicated mechanical system require a great number of separate differential equations which cannot be derived without some unifying basis from which they follow. This basis are the variational principles: behind each set of equations there is a principle that expresses the meaning of the entire set. Given a fundamental and universal quantity called 'action', the principle that this action be stationary under small variation of some other mechanical quantity generates the required set of differential equations. The statement of the principle does not require any special coordinate system, and all results are expressed in generalized coordinates. This means that the analytical equations of motion do not change upon a coordinate transformation, an invariance property that is lacking in the vectorial equations of motion.
It is not altogether clear what is meant by 'solving' a set of differential equations. A problem is regarded as solved when the particles coordinates at time t are expressed as simple functions of t and of parameters defining the initial positions and velocities. However, 'simple function' is not a well-defined concept: nowadays, a function f(t) is not regarded as a formal expression in t (elementary function) as in the time of Newton but most generally as a quantity determined by t, and it is not possible to draw a sharp line between 'simple' and 'not simple' functions. If one speaks merely of 'functions', then every mechanical problem is solved as soon as it has been well stated in differential equations, because given the initial conditions and t determine the coordinates at t. This is a fact especially at present with the modern methods of computer modelling which provide arithmetical solutions to mechanical problems to any desired degree of accuracy, the differential equations being replaced by difference equations.
Still, though lacking precise definitions, it is obvious that the two-body problem has a simple solution, whereas the three-body problem has not. The two-body problem is solved by formulas involving parameters; their values can be changed to study the class of all solutions, that is, the mathematical structure of the problem. Moreover, an accurate mental or drawn picture can be made for the motion of two bodies, and it can be as real and accurate as the real bodies moving and interacting. In the three-body problem, parameters can also be assigned specific values; however, the solution at these assigned values or a collection of such solutions does not reveal the mathematical structure of the problem. As in many other problems, the mathematical structure can be elucidated only by examining the differential equations themselves.
Analytical mechanics aims at even more: not at understanding the mathematical structure of a single mechanical problem, but that of a class of problems so wide that they encompass most of mechanics. It concentrates on systems to which Lagrangian or Hamiltonian equations of motion are applicable and that include a very wide range of problems indeed.
Development of analytical mechanics has two objectives: (i) increase the range of solvable problems by developing standard techniques with a wide range of applicability, and (ii) understand the mathematical structure of mechanics. In the long run, however, (ii) can help (i) more than a concentration on specific problems for which methods have already been designed.
In Newtonian mechanics, one customarily uses all three Cartesian coordinates, or other 3D coordinate system, to refer to a body's position during its motion. In physical systems, however, some structure or other system usually constrains the body's motion from taking certain directions and pathways. So a full set of Cartesian coordinates is often unneeded, as the constraints determine the evolving relations among the coordinates, which relations can be modeled by equations corresponding to the constraints. In the Lagrangian and Hamiltonian formalisms, the constraints are incorporated into the motion's geometry, reducing the number of coordinates to the minimum needed to model the motion. These are known as generalized coordinates, denoted qi (i = 1, 2, 3...).
Generalized coordinates incorporate constraints on the system. There is one generalized coordinate qi for each degree of freedom (for convenience labelled by an index i = 1, 2...N), i.e. each way the system can change its configuration; as curvilinear lengths or angles of rotation. Generalized coordinates are not the same as curvilinear coordinates. The number of curvilinear coordinates equals the dimension of the position space in question (usually 3 for 3d space), while the number of generalized coordinates is not necessarily equal to this dimension; constraints can reduce the number of degrees of freedom (hence the number of generalized coordinates required to define the configuration of the system), following the general rule:
For a system with N degrees of freedom, the generalized coordinates can be collected into an N-tuple:
The foundation which the subject is built on is D'Alembert's principle.
This principle states that infinitesimal virtual work done by a force across reversible displacements is zero, which is the work done by a force consistent with ideal constraints of the system. The idea of a constraint is useful - since this limits what the system can do, and can provide steps to solving for the motion of the system. The equation for D'Alembert's principle is:
are the generalized forces (script Q instead of ordinary Q is used here to prevent conflict with canonical transformations below) and q are the generalized coordinates. This leads to the generalized form of Newton's laws in the language of analytical mechanics:
where T is the total kinetic energy of the system, and the notation
is a useful shorthand (see matrix calculus for this notation).
If the curvilinear coordinate system is defined by the standard position vector r, and if the position vector can be written in terms of the generalized coordinates q and time t in the form:
and this relation holds for all times t, then q are called Holonomic constraints. Vector r is explicitly dependent on t in cases when the constraints vary with time, not just because of q(t). For time-independent situations, the constraints are also called scleronomic, for time-dependent cases they are called rheonomic.
Lagrangian and Euler–Lagrange equations
The introduction of generalized coordinates and the fundamental Lagrangian function:
where T is the total kinetic energy and V is the total potential energy of the entire system, then either following the calculus of variations or using the above formula - lead to the Euler–Lagrange equations;
which are a set of N second-order ordinary differential equations, one for each qi(t).
This formulation identifies the actual path followed by the motion as a selection of the path over which the time integral of kinetic energy is least, assuming the total energy to be fixed, and imposing no conditions on the time of transit.
The Lagrangian formulation uses the configuration space of the system, the set of all possible generalized coordinates:
where is N-dimensional real space (see also set-builder notation). The particular solution to the Euler–Lagrange equations is called a (configuration) path or trajectory, i.e. one particular q(t) subject to the required initial conditions. The general solutions form a set of possible configurations as functions of time:
The configuration space can be defined more generally, and indeed more deeply, in terms of topological manifolds and the tangent bundle.
Hamiltonian and Hamilton's equations
The Legendre transformation of the Lagrangian replaces the generalized coordinates and velocities (q, q̇) with (q, p); the generalized coordinates and the generalized momenta conjugate to the generalized coordinates:
and introduces the Hamiltonian (which is in terms of generalized coordinates and momenta):
where • denotes the dot product, also leading to Hamilton's equations:
which are now a set of 2N first-order ordinary differential equations, one for each qi(t) and pi(t). Another result from the Legendre transformation relates the time derivatives of the Lagrangian and Hamiltonian:
which is often considered one of Hamilton's equations of motion additionally to the others. The generalized momenta can be written in terms of the generalized forces in the same way as Newton's second law:
Generalized momentum space
Analogous to the configuration space, the set of all momenta is the momentum space (technically in this context; generalized momentum space):
"Momentum space" also refers to "k-space"; the set of all wave vectors (given by De Broglie relations) as used in quantum mechanics and theory of waves: this is not referred to in this context.
The set of all positions and momenta form the phase space;
that is, the Cartesian product × of the configuration space and generalized momentum space.
A particular solution to Hamilton's equations is called a phase path, a particular curve (q(t),p(t)) subject to the required initial conditions. The set of all phase paths, the general solution to the differential equations, is the phase portrait:
All dynamical variables can be derived from position r, momentum p, and time t, and written as a function of these: A = A(q, p, t). If A(q, p, t) and B(q, p, t) are two scalar valued dynamical variables, the Poisson bracket is defined by the generalized coordinates and momenta:
Calculating the total derivative of one of these, say A, and substituting Hamilton's equations into the result leads to the time evolution of A:
This equation in A is closely related to the equation of motion in the Heisenberg picture of quantum mechanics, in which classical dynamical variables become quantum operators (indicated by hats (^)), and the Poisson bracket is replaced by the commutator of operators via Dirac's canonical quantization:
Following are overlapping properties between the Lagrangian and Hamiltonian functions.
Action is another quantity in analytical mechanics defined as a functional of the Lagrangian:
A general way to find the equations of motion from the action is the principle of least action:
where the departure t1 and arrival t2 times are fixed. The term "path" or "trajectory" refers to the time evolution of the system as a path through configuration space , in other words q(t) tracing out a path in . The path for which action is least is the path taken by the system.
From this principle, all equations of motion in classical mechanics can be derived. This approach can be extended to fields rather than a system of particles (see below), and underlies the path integral formulation of quantum mechanics, and is used for calculating geodesic motion in general relativity.
The invariance of the Hamiltonian (under addition of the partial time derivative of an arbitrary function of p, q, and t) allows the Hamiltonian in one set of coordinates q and momenta p to be transformed into a new set Q = Q(q, p, t) and P = P(q, p, t), in four possible ways:
With the restriction on P and Q such that the transformed Hamiltonian system is:
the above transformations are called canonical transformations, each function Gn is called a generating function of the "nth kind" or "type-n". The transformation of coordinates and momenta can allow simplification for solving Hamilton's equations for a given problem.
The choice of Q and P is completely arbitrary, but not every choice leads to a canonical transformation. One simple criterion for a transformation q → Q and p → P to be canonical is the Poisson bracket be unity,
for all i = 1, 2,...N. If this does not hold then the transformation is not canonical.
By setting the canonically transformed Hamiltonian K = 0, and the type-2 generating function equal to Hamilton's principal function (also the action ) plus an arbitrary constant C:
the generalized momenta become:
and P is constant, then the Hamiltonian-Jacobi equation (HJE) can be derived from the type-2 canonical transformation:
where H is the Hamiltonian as before:
Another related function is Hamilton's characteristic function
used to solve the HJE by additive separation of variables for a time-independent Hamiltonian H.
The study of the solutions of the Hamilton–Jacobi equations leads naturally to the study of symplectic manifolds and symplectic topology. In this formulation, the solutions of the Hamilton–Jacobi equations are the integral curves of Hamiltonian vector fields.
Routhian mechanics is a hybrid formulation of Lagrangian and Hamiltonian mechanics, not often used but especially useful for removing cyclic coordinates. If the Lagrangian of a system has s cyclic coordinates q = q1, q2, ... qs with conjugate momenta p = p1, p2, ... ps, with the rest of the coordinates non-cyclic and denoted ζ = ζ1, ζ1, ..., ζN − s, they can be removed by introducing the Routhian:
which leads to a set of 2s Hamiltonian equations for the cyclic coordinates q,
and N − s Lagrangian equations in the non cyclic coordinates ζ.
Set up in this way, although the Routhian has the form of the Hamiltonian, it can be thought of a Lagrangian with N − s degrees of freedom.
The coordinates q do not have to be cyclic, the partition between which coordinates enter the Hamiltonian equations and those which enter the Lagrangian equations is arbitrary. It is simply convenient to let the Hamiltonian equations remove the cyclic coordinates, leaving the non cyclic coordinates to the Lagrangian equations of motion.
Appell's equation of motion involve generalized accelerations, the second time derivatives of the generalized coordinates:
as well as generalized forces mentioned above in D'Alembert's principle. The equations are
is the acceleration of the k particle, the second time derivative of its position vector. Each acceleration ak is expressed in terms of the generalized accelerations αr, likewise each rk are expressed in terms the generalized coordinates qr.
Generalized coordinates apply to discrete particles. For N scalar fields φi(r, t) where i = 1, 2, ... N, the Lagrangian density is a function of these fields and their space and time derivatives, and possibly the space and time coordinates themselves:
This scalar field formulation can be extended to vector fields, tensor fields, and spinor fields.
The Lagrangian is the volume integral of the Lagrangian density:
Originally developed for classical fields, the above formulation is applicable to all physical fields in classical, quantum, and relativistic situations: such as Newtonian gravity, classical electromagnetism, general relativity, and quantum field theory. It is a question of determining the correct Lagrangian density to generate the correct field equation.
The corresponding "momentum" field densities conjugate to the N scalar fields φi(r, t) are:
The equations of motion are:
Again, the volume integral of the Hamiltonian density is the Hamiltonian
Each transformation can be described by an operator (i.e. function acting on the position r or momentum p variables to change them). The following are the cases when the operator does not change r or p, i.e. symmetries.
where R(n̂, θ) is the rotation matrix about an axis defined by the unit vector n̂ and angle θ.
Noether's theorem states that a continuous symmetry transformation of the action corresponds to a conservation law, i.e. the action (and hence the Lagrangian) doesn't change under a transformation parameterized by a parameter s:
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