Traditional Austronesian generalized sail types. C, D, E, and F are types of crab-claw sails.[1] Double sprit (Sri Lanka)Common sprit (Philippines)Oceanic sprit (Tahiti)Oceanic sprit (Marquesas)Oceanic sprit (Philippines)Crane sprit (Marshall Islands)Rectangular boom lug (Maluku Islands)Square boom lug (Gulf of Thailand)Trapezial boom lug (Vietnam)
Traditional Austronesian generalized sail types. C, D, E, and F are types of crab-claw sails.[1]
  1. Double sprit (Sri Lanka)
  2. Common sprit (Philippines)
  3. Oceanic sprit (Tahiti)
  4. Oceanic sprit (Marquesas)
  5. Oceanic sprit (Philippines)
  6. Crane sprit (Marshall Islands)
  7. Rectangular boom lug (Maluku Islands)
  8. Square boom lug (Gulf of Thailand)
  9. Trapezial boom lug (Vietnam)

The crab claw sail is a fore-and-aft triangular sail with spars along upper and lower edges. The crab claw sail was first developed by the Austronesian peoples some time around 1500 BC.[disputed ] It is used in many traditional Austronesian cultures in Island Southeast Asia, Micronesia, Island Melanesia, Polynesia, and Madagascar.[2] Due to its extraordinary performance and ease of operation, it has also become very popular in modern sport sailing.[3] It is sometimes known as the Oceanic lateen or the Oceanic sprit, even though it is not restricted to Oceania, is neither a lateen sail nor a spritsail, and has an independent older origin.

History

Crab-claw sails were invented by the Austronesians somewhere in Island Southeast Asia at no later than 1500 BCE. It was derived from a more ancient mast-less V-shaped square rig consisting simply of a square or triangular sail on two spars perpendicular to the hull converging at the base. It spread with the Austronesian migration to Micronesia, Island Melanesia, Madagascar, and Polynesia. It may have also caused the unique development of outrigger boat technology due to the necessity for stability once crab claw sails were attached to small watercraft.[4] Crab claw sails can be used for double-canoe (catamaran), single-outrigger (on the windward side), or double-outrigger boat configurations, in addition to monohulls.[2][5]

Malagasy lakana with a basic crab claw sail (more accurately a V-shaped square rig)[citation needed]
Malagasy lakana with a basic crab claw sail (more accurately a V-shaped square rig)[citation needed]

Crab claw sails are rigged fore-and-aft and can be tilted and rotated relative to the wind. They evolved from "V"-shaped perpendicular square sails (a "double sprit") in which the two spars converge at the base of the hull. The simplest form of the crab claw sail (also with the widest distribution) is composed of a triangular sail supported by two light spars (sometimes erroneously called "sprits") on each side. They were originally mastless, and the entire assembly was taken down when the sails were lowered.[4] There are several distinct types of crab claw rigs, but unlike western rigs, they do not have fixed conventional names.[6]

1846 illustration of a Fijian camakau, a single-outrigger canoe with a canted mast "crane sprit"-type crab claw sail
1846 illustration of a Fijian camakau, a single-outrigger canoe with a canted mast "crane sprit"-type crab claw sail

The need to propel larger and more heavily laden boats led to the increase in vertical sail. However this introduced more instability to the vessels. In addition to the unique invention of outriggers to solve this, the sails were also leaned backwards and the converging point moved further forward on the hull. This new configuration required a loose "prop" in the middle of the hull to hold the spars up, as well as rope supports on the windward side. This allowed more sail area (and thus more power) while keeping the center of effort low and thus making the boats more stable. The prop was later converted into fixed or removable canted masts where the spars of the sails were actually suspended by a halyard from the masthead. This type of sail is most refined in Micronesian proas which could reach very high speeds. These configurations are sometimes known as the "crane sprit" or the "crane spritsail". Micronesian, Island Melanesian, and Polynesian single-outrigger vessels also used this canted mast configuration to uniquely develop shunting, where canoes are symmetrical from front to back and change end-to-end when sailing against the wind.[4][6]

The conversion of the prop to a fixed mast led to the much later invention of the tanja sail (also known variously and misleadingly as the canted square sail, canted rectangular sail, boomed lugsail, or balance lugsail). Tanja sails were rigged similarly to crab claw sails and also had spars on both the head and the foot of the sails; but they were square or rectangular with the spars not converging into a point.[4][6]

Hokule'a in 2009, with crab claw sails where the upper spars also function as fixed masts
Hokule'a in 2009, with crab claw sails where the upper spars also function as fixed masts

Another evolution of the basic crab claw sail is the conversion of the upper spar into a fixed mast. In Polynesia, this gave the sail more height while also making it narrower, giving it a shape reminiscent of crab pincers (hence "crab claw" sail). This was also usually accompanied by the lower spar becoming more curved.[4][6]

Austronesians traditionally made their sails from woven mats of the resilient and salt-resistant pandanus leaves. These sails allowed Austronesians to embark on long-distance voyaging. In some cases, however, they were one-way voyages. The failure of pandanus to establish populations in Easter Island and New Zealand is believed to have isolated their settlements from the rest of Polynesia.[7][8]

Because of the crab claw sail's more ancient origin, there is also a hypothesis that contact between Arabs and Austronesians in their Indian Ocean voyages may have influenced the development of the triangular Arabic lateen sail; and in return Arab square-shaped sails may have influenced the development of the Austronesian rectangular tanja sail of western Southeast Asia.[9] Others, however, believe that the tanja sail was an indigenous invention of Southeast Asian Austronesians, though they also believe that the lateen sail may have been introduced to Arab sailors via contact with Austronesian crab claw sails.[10][11] A third theory however, concludes that lateen sails were originally Mediterranean and that Portuguese sailors introduced the lateen sail to Asian waters, starting with Vasco da Gama's arrival in India in 1500. This means that the development of lateen sails in western sailors were not influenced by the crab claw sail.[12]: 257f 

In western Indonesia, the crab claw sail reappeared as a recent development. Traditionally the people from Nusantara archipelago had shifted to the tanja sail, but starting in the 19th century the Madurese people developed the lete sail. "Lete" actually means lateen, but the existence of pekaki (lower spar/boom) indicates that the layar lete is crab claw sail.[13]

Alternative history

The developmental history of Austronesian sailing rigs, particularly early windward-sailing capability, is challenged by some working in the field.

Lape and others state that the sailing rigs of prehistoric South-East Asia and Oceania may have been completely different from those described following the first encounters with Europeans in the 17th century. There is little archaeological evidence of boats in Oceania, and what there is dates to 800 BP or later. Sail and rigging components are not present with this evidence. South-East Asia has archaeological remains of boats dating to c. 1700 BP, but with little information on the sailing rigs used. Some iconographic evidence suggests different sail types from those recorded by Europeans – quadrilateral sails appear to be the dominant form.[14]

Atholl Anderson points out that there is little evidence of any of this maritime technology existing at the suggested points in prehistory. There is no archaeological or written evidence to support their early use – their existence has been argued on the basis that voyages of exploration and colonisation were made against the prevailing winds. This requires a rig that can sail to windward. Anderson (and others) argue that this "to windward" colonisation relies on occasional changes in the normal wind direction, often related to El Niño events. These were more common at the times in pre-history that coincide with phases of colonisation in new areas. Hence the early development of windward-sailing rigs is not a pre-requisite for the much of the Austronesian Expansion. Instead, using linguistic analysis of terms for elements of the more advanced Austronesian rigs, Anderson suggests that the primitive "mastless" rigs used by Austronesians were the only form until they encountered lateen technology in use by Arab sailing vessels of the 14th century. This is a complete reversal of the ideas of Campbell and others.[15]

Construction

Crab claw sail being constructed for Hot Buoys trimaran.  Notice pocket in right hand edge of sail to hold spar.  Second spar in this particular configuration is not required since a bolt-rope holds the sail's upper edge and the mast is located in the back of the sailboat. Note lack of shaping.
Crab claw sail being constructed for Hot Buoys trimaran. Notice pocket in right hand edge of sail to hold spar. Second spar in this particular configuration is not required since a bolt-rope holds the sail's upper edge and the mast is located in the back of the sailboat. Note lack of shaping.
Shunting manoevre on a kaep

The crab claw sail consists of a sail, approximately an isosceles triangle in shape. The equal length sides are usually longer than the third side, with spars along the long sides. Austronesian sails typically have spars along two edges of the sail. This is to distribute the loads of sheets and other point loads on the sail. The traditional and historic mat sails used for Austranesian sails has no reinforcement of the sail material along the edges[a]. Since mat sails are not as strong as other sail materials, such as canvas, it is important that the spars provide the necessary reinforcement of the edges.[14]: 248 

The crab claw may also traditionally be constructed with curved spars, giving the edges of the sail along the spars a convex shape, while the leech of the sail is often quite concave to keep it stiff on the trailing edge. These features give it its distinct, claw-like shape. Modern crab claws generally have straighter spars and a less convex leech, which gives more sail area for a given length of spar. Spars may taper towards the leech. The structure helps the sail to spill gusts.

The crab claw characteristically widens upwards, putting more sail area higher above the ocean, where the wind is stronger and steadier. This increases the heeling moment: the sails tend to blow the watercraft over. For this reason, crab claws are typically used on multihulls, which resist heeling more strongly.

The sail is shunted; the bow becomes the stern, and the mast rake is also reversed. The vessel therefore always has the ama (and sidestay, if there is one) to windward, and has no bad tack.

Proa

In a proa, the forward intersection of the spars is placed towards the bow. The sail is supported by a short mast attached near the middle of the upper spar, and the forward corner is attached to the hull. The lower spar, or boom, is attached at the forward intersection, but is not attached to the mast. The proa has a permanent windward and leeward side, and exchanges one end for the other when coming about.

To tack, or switch directions across the wind, the forward corner of the sail is loosened and then transferred to the opposite end of the boat, a process called shunting.[16] To shunt, the proa's sheet is let out. The joined corner of the spars is then transferred to the opposite end of the boat. While remaining attached to the top of the mast, the upper spar tilts to vertical and beyond as the forward corner moves past the mast and onward to the other end of the boat. Meanwhile, the mainsheet is detached and used to rotate the rearward end of the boom through a horizontal half circle. The spar join is then re-attached at the new "forward" end of the boat and the mainsheet is re-tightened at the new "rearward" end.[17]

Tepukei

The Maunga Nefe, a te puke or folafolau was built on Taumako and sailed out of Nifiloli; it was used for travel and trading within the Santa Cruz archipelago
The Maunga Nefe, a te puke or folafolau was built on Taumako and sailed out of Nifiloli; it was used for travel and trading within the Santa Cruz archipelago

Main article: Tepukei

A shunting rig with the sail propped vertically at the bow, very similar to the proa rig described above.

Non-shunting crab claw

The term "crab claw sail" is also used for non-shunting sails that widen upwards.[19] The 'ōpe'a, the upper spar, is braced up so high that it is nearly parallel to the mast (as in a gunter rig). The paepae, the lower spar/boom, points well above the horizontal, unlike the boom of most gunter rigs and gaff rigs. The two spars can be brought together or pulled apart with control lines.[20] The mast is fixed and stayed.[18]

Performance

The crab claw sail is something of an enigma. It has been demonstrated to produce very large amounts of lift when reaching, and overall seems superior to any other simple sail plan (this discounts the use of specialised sails such as spinnakers). C. A. Marchaj, a researcher who has experimented extensively with both modern rigs for racing sailboats and traditional sailing rigs from around the world, has done wind tunnel testing of scale models of crab claw rigs. One popular but disputed theory is that the crab claw wing works like a delta wing, generating vortex lift. Since the crab claw does not lie symmetrically to the airflow, like an aircraft delta wing, but rather lies with the lower spar nearly parallel to the water, the airflow is not symmetrical. However, the presence of the water, close to the lower spar and parallel to it, makes the airflow behave roughly like the airflow over half of a delta wing, as though a "reflection" in the water provided the other half (apart from a narrow gap near the water, which causes a small difference there).

This can clearly be seen in Marchaj's wind tunnel photos published in Sail Performance: Techniques to Maximise Sail Power (1996). The vortex on the top spar of the sail is much larger, covering most of the sail area, while the lower vortex is very small and stays close to the spar. Marchaj attributes the large lifting power of the sail to lift generated by the vortices, while others attribute the power to a favourable mix of aspect ratio, camber and (lack of) twist at this point of sail.[21][22]

A more modern academic wind tunnel study (2014) provided similar results, with the Santa Cruz Islands tepukei's crab claw sail configuration dominating measurements.[23]

Gallery

See also

Related rigs

Notes

  1. ^ Compare the mat sail construction with that used for the canvas sails in Western maritime technology, and with modern sails in synthetic materials – these tend to have bolt ropes and extra layers of canvas

References

  1. ^ Doran, Edwin B. (1981). Wangka: Austronesian Canoe Origins. Texas A&M University Press. ISBN 9780890961070.
  2. ^ a b Horridge A (2008). "Origins and Relationships of Pacific Canoes and Rigs" (PDF). In Di Piazza A, Pearthree E (eds.). Canoes of the Grand Ocean. BAR International Series 1802. Archaeopress. ISBN 9781407302898. Archived (PDF) from the original on 26 July 2020. Retrieved 22 October 2019.
  3. ^ "Proa Rig Options: Crab Claw". Proafile. Retrieved 11 October 2020.
  4. ^ a b c d e Campbell, I.C. (1995). "The Lateen Sail in World History". Journal of World History. 6 (1): 1–23. JSTOR 20078617.
  5. ^ Lacsina, Ligaya (2016). Examining pre-colonial Southeast Asian boatbuilding: An archaeological study of the Butuan Boats and the use of edge-joined planking in local and regional construction techniques (PhD). Flinders University.
  6. ^ a b c d Horridge, Adrian (April 1986). "The Evolution of Pacific Canoe Rigs". The Journal of Pacific History. 21 (2): 83–99. doi:10.1080/00223348608572530. JSTOR 25168892.
  7. ^ Kirch, Patrick Vinton (2012). A Shark Going Inland Is My Chief: The Island Civilization of Ancient Hawai'i. University of California Press. pp. 25–26. ISBN 9780520953833.
  8. ^ Gallaher, Timothy (2014). "The Past and Future of Hala (Pandanus tectorius) in Hawaii". In Keawe, Lia O'Neill M.A.; MacDowell, Marsha; Dewhurst, C. Kurt (eds.). ʻIke Ulana Lau Hala: The Vitality and Vibrancy of Lau Hala Weaving Traditions in Hawaiʻi. Hawai'inuiakea School of Hawaiian Knowledge ; University of Hawai'i Press. doi:10.13140/RG.2.1.2571.4648. ISBN 9780824840938.
  9. ^ Mahdi, Waruno (1999). "The Dispersal of Austronesian boat forms in the Indian Ocean". In Blench, Roger; Spriggs, Matthew (eds.). Archaeology and Language III: Artefacts languages, and texts. One World Archaeology. Vol. 34. Routledge. p. 144-179. ISBN 0415100542.
  10. ^ Hourani, George Fadlo (1951). Arab Seafaring in the Indian Ocean in Ancient and Early Medieval Times. New Jersey: Princeton University Press.
  11. ^ Johnstone, Paul (1980). The Seacraft of Prehistory. Cambridge: Harvard University Press. ISBN 978-0674795952.
  12. ^ White, Lynn (1978). Medieval Religion and Technology. Collected Essays. University of California Press. ISBN 978-0-520-03566-9.
  13. ^ Horridge, Adrian (1981). The Prahu: Traditional Sailingboat of Indonesia. Oxford: Oxford University Press.
  14. ^ a b Lape, Peter V.; O’Connor, Sue; Burningham, Nick (31 January 2007). "Rock Art: A Potential Source of Information about Past Maritime Technology in the South-East Asia-Pacific Region: P. V. LAPE ET AL.: ROCK ART OF THE SOUTH-EAST ASIA-PACIFIC REGION". International Journal of Nautical Archaeology. 36 (2): 238–253. doi:10.1111/j.1095-9270.2006.00135.x. S2CID 28293144.
  15. ^ Anderson, Atholl (2018). "SEAFARING IN REMOTE OCEANIA Traditionalism and Beyond in Maritime Technology and Migration". In Cochrane, Ethan E; Hunt, Terry L. (eds.). The Oxford handbook of prehistoric Oceania. New York, NY. ISBN 978-0-19-992507-0.
  16. ^ Gross, Jeffrey L. (2016). Waipio Valley: A Polynesian Journey from Eden to Eden. Xlibris Corporation. p. 626. ISBN 9781479798469.
  17. ^ "Proa Rig Options: Crab Claw". proafile.com. Proa File. July 23, 2014. Retrieved 2017-04-21.
  18. ^ a b "Parts of the Hawaiian Canoe". archive.hokulea.com. Retrieved 17 April 2018.
  19. ^ Star-Bulletin, Honolulu. "starbulletin.com - News - /2007/03/06/". archives.starbulletin.com. Retrieved 17 April 2018.
  20. ^ Hōkūle‘a Image Gallery (From 1973) archive.hokulea.com, accessed 12 February 2020
  21. ^ Marchaj, C. A. (2003). Sail Performance: Techniques to Maximise Sail Power. ISBN 0-07-141310-3.
  22. ^ Slotboom, Bernard. "Delta Sail in A "Wind Tunnel" Experiences". Experiences from B.J. Slotboom. Retrieved January 7, 2015.
  23. ^ Anne Di Piazza, Erik Pearthree and Francois Paille (2014). "Wind Tunnel Measurements of the Performance of Canoe Sails from Oceania". Journal of the Polynesian Society.