Austronesian proto-historic and historic (Maritime Silk Road) maritime trade network in the Indian Ocean[1]

The Maritime Silk Road or Maritime Silk Route[2] is the maritime section of the historic Silk Road that connected Southeast Asia, East Asia, the Indian subcontinent, the Arabian Peninsula, eastern Africa, and Europe. It began by the 2nd century BCE and flourished until the 15th century CE.[3] The Maritime Silk Road was primarily established and operated by Austronesian sailors in Southeast Asia who sailed large long-distance ocean-going sewn-plank and lashed‑lug trade ships (like the jong).[4]: 11 [5] The route was also utilized by the dhows of the Persian and Arab traders in the Arabian Sea and beyond,[4]: 13  and the Tamil merchants in South Asia.[4]: 13  China also started building their own trade ships (chuán) and followed the routes in the later period, from the 10th to the 15th centuries CE.[6][7]: 17 

The network followed the footsteps of older maritime networks in Southeast Asia,[8][9][10][11] as well as the maritime spice networks of Southeast Asia, Sri Lanka, India, and the Indian Ocean, coinciding with these ancient maritime trade roads by the current era.[12][13]

The term "Maritime Silk Road" is a modern name. The ancient maritime routes through Southeast Asia and the Indian Ocean had no particular name for the majority of its very long history.[4] Despite the modern name, the Maritime Silk Road involved exchanges in a wide variety of goods over a very wide region, not just silk or Asian exports.[7]: 17, 20, 149, 168  These goods include ceramics, glass, beads, gems, ivory, fragrant wood, metals (both raw and finished goods), textiles, food (including grain, wine, and spices), aromatics, and animals, among others. The goods carried by trade ships varied by region and port.[7]: 132–133, 186, 216 

History

Further information: Austronesian expansion, K'un-lun po, Djong, and Junk (ship)

Precursor prehistoric Austronesian maritime networks

See also: Austronesian maritime trade network, Philippine jade culture, Sa Huỳnh culture, and Kalanay Cave

Distribution of nephrite jade artifacts (lingling‑o) sourced from Taiwan and the Philippines and transported via a Neolithic Austronesian maritime trade network, starting from at least c. 2000 BCE

The Maritime Silk Road developed from the earlier Neolithic maritime trade networks established by Austronesians in Southeast Asia. The Maritime Jade Road was a maritime trade network in Southeast Asia that existed long before the Maritime Silk Road. It existed for around 3,000 years, partially overlapping with the Maritime Silk Road, from 2000 BCE to 1000 CE. It was initially established by the indigenous peoples of Taiwan and the Philippines. Raw jade was sourced from deposits in Taiwan and worked into ornaments in the Philippines (the most notable and most numerous of which are double-headed pendants known as lingling‑o). This network later included parts of Vietnam, Malaysia, Indonesia, Thailand, and other areas in Southeast Asia where these jade ornaments, along with other trade goods, were exchanged (also known as the Sa Huynh-Kalanay Interaction Sphere).[8][9][10][11] The wide distribution throughout Island Southeast Asia of the ceremonial bronze drums (c. 600 BCE to 400 CE) sourced from the Dong Son culture of northern Vietnam is also evidence of the antiquity and density of this prehistoric Southeast Asian maritime network.[4]

During the operation of the Maritime Jade Road, the Austronesian spice trade networks were also established by Islander Southeast Asians with Sri Lanka and Southern India by around 1000 to 600 BCE.[12][13] Semi-precious stone and glass ornaments showing northern Indian designs have also been recovered from Ban Don Ta Phet (c. 24 BCE to 276 CE) and Khao Sam Kaeo (c. 400-100 BCE) in Thailand, along with trade goods from the Austronesian Sa Huynh-Kalanay Interaction Sphere. Both sites are coastal settlements and part of the jade trade network, indicating that the maritime routes of Austronesians had already reached South Asia by this period.[4][14]

Maritime Silk Road

By around the 2nd century BCE, the prehistoric Austronesian jade and spice trade networks in Southeast Asia connected with the maritime trade routes of South Asia, the Middle East, eastern Africa, and the Mediterranean, becoming what is now known as the Maritime Silk Road. Prior to the 10th century, the eastern part of the route was primarily used by Southeast Asian Austronesian traders using distinctive sewn-plank and lashed‑lug ships, although Persian and Tamil traders also sailed the western parts of the routes.[4][7] It allowed the exchange of goods from East and Southeast Asia on one end, all the way to Europe and eastern Africa on the other.[7]

Austronesian thalassocracies controlled the flow of trade in the eastern regions of the Maritime Silk Road, especially the polities around the straits of Malacca and Bangka, the Malay Peninsula, and the Mekong Delta; through which passed the main routes of the Austronesian trade ships to Guangzhou, the endpoint. Chinese records misidentified these kingdoms as being "Indian" due to the Indianization of these regions.[4] Secondary routes also passed through the coastlines of the Gulf of Thailand and the Tonkin Gulf;[1][15] as well as through the Java Sea, Celebes Sea, Banda Sea, and the Sulu Sea, reconnecting with the main route through the northern Philippines and Taiwan. The secondary routes also continue onward to the East China Sea and the Yellow Sea for a limited extent.[1]

The main route of the western regions of the Maritime Silk Road directly crosses the Indian Ocean from the northern tip of Sumatra (or through the Sunda Strait) to Sri Lanka, southern India, and the Maldives. It branches from here into routes through the Arabian Sea entering the Gulf of Oman (into the Persian Gulf), and the Gulf of Aden (into the Red Sea). Secondary routes also pass through the coastlines of the Bay of Bengal, the Arabian Sea, and southwards along the coast of East Africa to Zanzibar, the Comoros, Madagascar, and the Seychelles. The Maldives was of particular importance as a major hub for Austronesian sailors venturing through the western routes.[1]

The route was influential in the early spread of Hinduism and Buddhism to the east.[16] The close links of these religions to trade with South Asia led to the widespread adoption of Sanskrit as the trade lingua franca in the early Maritime Silk Road by the 4th century CE.[4] Han and Tang dynasty Chinese records also indicate that the early Chinese Buddhist pilgrims to South Asia booked passage with the Austronesian ships (which they called the k'un-lun po) that traded in the Chinese port city of Guangzhou. Books written by Chinese monks like Wan Chen and Hui-Lin contain detailed accounts of the large trading vessels from Southeast Asia dating back to at least the 3rd century CE.[17]

Austronesians were already sailing as far as East Africa and the Arabian Peninsula even during the earlier period.[18] Austronesians colonized the island of Madagascar off the coast of Africa some time in between the 1st century CE to the 6th or 7th centuries CE.[18][19][20] It remained a part of the Maritime Silk Road, along with the nearby African, Arab, and Persian trading ports of Kilwa Kisiwani and Zanzibar (Tanzania), and other ports along the mainland coasts of modern Somalia, Kenya, and Mozambique.[21] Records from Portuguese explorers in the late 15th and early 16th centuries indicate that direct maritime links between Indonesia and Madagascar persisted up until shortly before the colonial period.[1]

The thalassocratic Srivijaya empire at its maximum extent in the 8th to 11th centuries, showing their control of the straits of Malacca and Sunda

Srivijaya, an Austronesian polity founded at Palembang in 682 CE, rose to dominate the trade in the region around the straits of Malacca and Sunda and the South China Sea emporium by controlling the trade in luxury aromatics and Buddhist artifacts from West Asia to a thriving Tang market.[4]: 12  It emerged through the conquest and subjugation of neighboring thalassocracies. These included Melayu, Kedah, Tarumanagara, and Mataram, among others. These polities controlled the sea lanes in Southeast Asia and exploited the spice trade of the Spice Islands, as well as maritime trade-routes between India and China.[22]

One of the Borobudur ships from the 8th century, they were depictions of large Javanese outrigger vessels. Shown with the characteristic tanja sail of Southeast Asian Austronesians

By the 7th century CE, Arab dhow traders also ventured into the routes earlier pioneered by Persian traders to Sri Lanka, pushing deeper east into Srivijaya and Guangzhou, leading to the earliest spread of Islam into Southeast Asian polities. During this period the Persian language (Fārsī), became the dominant lingua franca of both the Maritime and overland Silk Road.[4]

The Butuan boat burials of the Philippines, which feature eleven lashed-lug boat remains of the Austronesian boatbuilding traditions (individually dated from 689 CE to 988 CE), were found in association with large amounts of trade goods from China, Cambodia, Thailand (Haripunjaya and Satingpra), Vietnam, and as far as Persia, indicating they traded as far as the Middle East.[23][24][25]

By the 10th to 13th centuries, there was an economic boom in maritime trade, led primarily by the fact that the Song dynasty of China started building its own trading ships (chuán) capable of sailing sea routes, despite the traditional Chinese Confucian disdain for trade.[4] This was partly due to the loss of access by the Song dynasty to the overland Silk Road.[4] Song maritime technology was developed from observing Southeast Asian Austronesian ships. Before this, Chinese ships were essentially fluvial (riverine) in nature and operation and weren't seaworthy.[26][5]

The Song started sending trading expeditions to the region they referred to as Nan hai (Chinese: 南海; pinyin: Nánhǎi; lit. 'South Seas'), mostly still dominated by Srivijaya, venturing as far south as the Sulu Sea and the Java Sea. This led to the establishment of new trading ports in Southeast Asia (like in Java and Sumatra) that specifically catered to the Chinese demand for goods like "dragon's brain perfume" (camphor) and other exotica. Quanzhou also became a major Chinese trading port during this period, joining the older trading port of Guangzhou. Both became tightly linked to their Southeast Asian counterparts, leading historians to characterize the distinct trading circuit in this region as the "Asian Mediterranean", from its similarity to the Mediterranean Sea Trade.[4] However, the Song enacted a 9-month limit on how long trade ships can stay at sea, limiting the range of Chinese trade ships to Southeast Asia.[6][27]

Arab and Tamil traders also increased their participation with direct trade to Chinese ports through the Strait of Malacca in the 10th to 13th centuries. The surprise naval expeditions in 1025 of Rajendra I of the Tamil Chola Empire against Srivijaya's ports along the strait, may have been motivated by Srivijaya's attempt to regulate or block Tamil trading guilds.[4] The Chola invasions ended Srivijaya's monopoly on the Strait of Malacca routes for around a century, during which many of the Srivijayan cities were occupied by the Chola. Srivijaya was left greatly weakened and was eventually subjugated by Singhasari by around 1275, before finally being absorbed by the successor thalassocracy of Majapahit (1293–1527).[28][29]

Asia in the 14th century showing the maximum extent of Majapahit and its relative position to other participants of the Maritime Silk Road

China was invaded by the Mongol Yuan Dynasty in the 13th century. Chinese shipping during this period was monopolized by the state, via foreign Muslim merchants partnered with the Yuan government in ortogh relationships. Though unlike the Song, the Yuan lifted the 9-month limit, allowing Chinese trade to venture as far as South Asia. The Yuan also attempted naval invasions on Japan, Majapahit, and Vietnam (Austronesian Champa, and Kinh Đại Việt). All of which failed.[6][27] China itself was later devastated by floods, drought, and famine. Concurrently, the Black Death was sweeping through Europe and Western Asia. All of these factors led to a slump in trade along the Maritime Silk Road in the 14th century.[4]

In the late 14th century, the city-state of Palembang (the former capital of Srivijaya) sent an envoy to the Hongwu Emperor, the first emperor of the Ming dynasty (which overthrew the Yuan), to reestablish trade routes. The ruler of Palembang was hoping to regain the city's former wealth, independent of Majapahit. Hayam Wuruk of Majapahit, angry at the actions of the vassal state, sent a punitive naval attack on Palembang in 1377, causing a diaspora of princes and nobles to the Kingdom of Singapura. Singapura, in turn, was attacked and sacked in 1398. Parameswara, originally from Palembang and the last ruler of Singapura, fled to the western coast of the Malay Peninsula and founded the Sultanate of Malacca in the early 15th century.[30]

During the same period in the early 15th century, the Ming dynasty launched the expeditions of Zheng He, with the goal of forcing the "barbarian kings" of Southeast Asia to resume sending "tribute" (i.e. regular trade routes) to the Ming court. This was typical of the Sinocentric views at the time of viewing "trade as tribute". Zheng He's expeditions were short-lived, as the drain in imperial funds and the threat of invasion from the north led the Xuande Emperor to cease the expeditions. He enacted the hai jin laws shortly after, and banned outgoing trade altogether. Although ultimately, Zheng He's expeditions were successful in their goal of restoring trade relations with Southeast Asia (in this case, Malacca) and the Ming Dynasty.[4] By the mid-15th century, the Sultanate of Malacca had gained effective control of the Strait of Malacca. Further weakening Majapahit's influence greatly, which was already suffering from internal rebellions.[31] Trade from Malacca continued to arrive in Chinese ports in the brief period prior to the fall of Majapahit, the Portuguese invasion of Malacca, and the fall of the Ming Dynasty to the Manchu invasions.[4][6][27][32]

Decline

Global Trade Routes of the Spanish and Portuguese Empire

The Maritime Silk Route was disrupted by the colonial era in the 15th century, essentially being replaced with European trade routes.[7] Shipbuilding of the formerly dominant Southeast Asian trading ships (jong, the source of the English term "junk") declined until it ceased entirely by the 17th century. Although Chinese-built chuán survived until modern times.[33][5] There was new demand for spices from Southeast Asia and textiles from India and China, but these were now linked with direct trade routes to the European market, instead of passing through regional ports.[7][4]

By the 16th century, the Age of Exploration had begun. The Portuguese Empire's capture of Malacca led to the transfer of the trade centers to the sultanates of Aceh and Johor. The Spanish Empire in the Philippines established the Manila-Acapulco Galleon Trade, which acquired trade goods like Chinaware and silk from Quanzhou and Zhangzhou, and spices (mostly from the Spice Islands of Moluccas) for the markets in Latin America and Europe. All of which were traded over the Pacific to Acapulco in Mexico and throughout the Spanish Americas; and also later traded via the Flota de Indias (Spanish treasure fleet) from Veracruz in Mexico to Seville in Spain and onward throughout Europe. The Manila-Acapulco Galleon Trade route was the first permanent trade route across the Pacific. Similarly, the West Indies Spanish treasure fleet was the first permanent transatlantic trade route in history. Both bypassed the Indian Ocean Maritime Silk Road entirely.[4]

Archaeology

Planks from one of the Butuan ship burials (c. 689 to 988 CE) from the Philippines, showing holes where dowels were inserted in the distinctively Austronesian lashed-lug shipbuilding tradition

Archaeological evidence of the Maritime Silk Road include numerous shipwrecks recovered along the route carrying (or associated with) trade goods sourced from various far-flung ports. The origins of these early ships are readily identifiable by a combination of distinctive features and shipbuilding techniques used (such as lashed-lug and sewn boat traditions).[27][5] These include the Austronesian Pontian boat (c. 260–430 CE), the Austronesian Butuan ship burials (multiple boats ranging from c. 689 to 988 CE),[25][34] the Arabian dhow Belitung wreck (c. 826 CE, which show evidence of adopting Austronesian lashed-lug techniques), the Austronesian Intan wreck (c. early to mid-10th century CE), and the Austronesian Cirebon wreck (c. late 10th century CE).[4]: 12 [35][36][37][26]

China didn't start building sea-going ships that ventured into the Maritime Silk Road until the Song dynasty (c. 10th century CE).[4][6][26] The earliest known Chinese shipwrecks found along the Maritime Silk Road are the Ming-era Turiang wreck (c. 1305-1370 CE) and the Bakau wreck (c. early 15th century CE).[4][38][39] Chinese-built ships (chuán) are also readily identifiable by being built with iron nails and clamps, in contrast to Austronesian and Western Asian ships which were built entirely with wood joining and fiber lashings. Other distinctive features of Chinese ships include a flat-bottomed design (the keel was absent), a central rudder, and the division of the hull into water-tight compartments.[5] By around the end of the Maritime Silk Road in the 15th century, ships that combined features of both Chinese and Austronesian boatbuilding traditions also start to appear.[26]

Indian ships are similarly absent in the archaeological context in the Maritime Silk Road prior to the 10th century CE. These demonstrate that the trading ships in the South China Sea and the Indian Ocean were Austronesian sewn-plank and lashed-lug vessels and Arab dhows prior to the 10th century CE. Austronesian vessels dominated the long-distance maritime trade for much of the history of the Maritime Silk Road.[4]: 10 [33]

Extent

Although usually spoken of in modern times in the context of the Eurocentric and Sinocentric demand for luxury goods and exotica by the Roman and Chinese empires (hence the fixation on silk in its name), the goods carried by the trading ships varied by which product was in demand by region and port.[4][7] They included ceramics, glass, beads, gems, ivory, fragrant wood, metals (both raw and finished goods), textiles (including silk), food (including grain, wine, and spices), aromatics, and animals, among others. Ivory, in particular, was a significant export of east Africa, leading some authors to label the western leg of the trade route as the "Maritime Ivory Route".[7]

It was also not small-scale trade or high value-low volume trade as some earlier historians had assumed. The goods carried by recovered shipwrecks show that they engaged in merchant capitalism. A very large number of goods, often mass-produced, were traded along the route.[4]

The trade route encompassed numbers of seas and ocean; including South China Sea, Strait of Malacca, Indian Ocean, Gulf of Bengal, Arabian Sea, Persian Gulf and the Red Sea. The maritime route overlaps with historic Southeast Asian maritime trade, spice trade, Indian Ocean trade and after 8th century—the Arabian naval trade network. The network also extend eastward to the East China Sea and the Yellow Sea to connect China with the Korean Peninsula and the Japanese archipelago.[4][7]

World Heritage nomination

The Samudra Raksa, a modern replica of the 8th century Javanese double outrigger trade ships found in the Borobudur temple

In May 2017, experts from various fields have held a meeting in London to discuss the proposal to nominate "Maritime Silk Route" as a new UNESCO World Heritage Site.[40]

Politicization

Main articles: 21st Century Maritime Silk Road and Project Mausam

The academic research on the ancient Maritime Silk Road has been appropriated and mythologized by modern countries for political reasons. China, in particular, uses a mythologized image of the Maritime Silk Road for its Belt and Road Initiative, first proposed by Xi Jinping during a visit to Indonesia in 2015. It attempts to reconnect the old trade routes between the port cities of Southeast Asia and the Indian Ocean, and assumes erroneously that Chinese sailors played a major role in developing the route.[4]

India has also mythologized the Maritime Silk Road with Project Mausam, launched in 2014, which similarly attempts to reconnect old trade links with surrounding countries in the Indian Ocean. India also portrays itself as playing a central role in the Maritime Silk Road, and also often depicts its trade connections and cultural diffusion as "Indian colonizaton" under the vision of a Greater India.[4]

See also

References

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